Compliance Review

Pricing

14-day free trial on all plans · No credit card required · Cancel anytime

FINRA coverage coming soon — bundle discount available

Pay-per-review
$25per review

1 review, no commitment

  • Single NFA compliance pre-screen
  • Full rule-citation analysis
  • Calibration access
  • Pay only when you need it

Starter ($149/mo) is cheaper at 6+ reviews/month

Starter
Most popular
$149/mo

10 NFA reviews/month

  • 10 NFA reviews/month
  • Firmwide history + filter
  • All calibration methods (WSP, examples, questionnaire, voice)
  • Formal compliance workflow
  • PDF report on every review
  • 12 months record retention
  • Email support
Pro
$499/mo

50 NFA reviews/month

  • 50 NFA reviews/month
  • Everything in Starter
  • Compliance feedback loop (reviews improve calibration over time)
  • Full-text history search
  • Priority support
Enterprise
$1,499/mo

200 NFA reviews/month

  • 200 NFA reviews/month
  • Everything in Pro
  • SSO (SAML / Azure AD)
  • Audit log access
  • Custom DPA
  • Quarterly calibration session with Skip
  • 3-year record retention

Need to store records longer than 12 months? Extended retention add-ons: 24 months +$49/mo · 36 months +$99/mo.
Or connect Google Drive / OneDrive for free permanent archiving.

Questions? skip@16wells.com